Conflicts of Interest – CreateComply

Conflicts of Interest

Financial Services companies are driven by the market and their customers to offer an ever-increasing range of services and products.
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Financial Services companies are driven by the market and their customers to offer an ever-increasing range of services and products. Without a disciplined review process in place inherent conflict can arise either within the business or through 3rd party contacts. We provide extensive reviews to companies to ensure conflicts are identified, documented and disclosed. We also ensure that the escalation to the Board is managed correctly and set up a process that will ensure this is an on-going discipline within your Firm. Conflicts projects can be sensitive and we have the expertise to navigate up to C level internally to ensure the correct responses.

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