Senior Manager & Certification Regime – CreateComply

Senior Manager & Certification Regime

We worked through this topic for the Insurance market and now we are ready to help Asset Managers and Investment Banks do the same.
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We worked through this topic for the Insurance market and now we are ready to help Asset Managers and Investment Banks do the same.

We work with you to ensure the Board are fully briefed on the new requirements and individual responsibilities. We can help prepare detailed updates to staff handbooks and job descriptions and also ensure that the relevant reports are refreshed to demonstrate correct governance.

SMCR is a significant undertaking and the regulator will look for clear and credible planning.

Click here to start the discussion about our services and experience.